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The PMS Distributor Exam is a standardized certification designed to elevate the professional standards of individuals involved in distributing Portfolio Management Services (PMS). By establishing a common minimum knowledge benchmark, the exam aims to enhance the quality of distribution and related support services, ultimately benefiting investors. This initiative ensures that distributors possess the necessary expertise to provide accurate and transparent information, thereby fostering investor confidence and trust in the PMS industry.
15 hours
9 November 2024
20
4 hours, 17 minutes
The Portfolio Management Services (PMS) Distributor Certification Examination is a mandatory qualification for individuals involved in distributing PMS products. It aims to establish a common minimum knowledge benchmark, ensuring distributors possess the necessary understanding to provide quality services and protect investor interests.
The exam covers a wide range of topics, including:
- Investment Fundamentals: Basics of securities markets, fixed income securities, derivatives, and mutual funds.
- Portfolio Management: Role of portfolio managers, portfolio management process, performance measurement, and evaluation.
- Regulatory and Ethical Aspects: Taxation, regulatory frameworks, governance, and ethical considerations for PMS distributors and portfolio managers.
By successfully completing this certification, distributors demonstrate their competence in understanding PMS products, regulatory requirements, and client servicing. This enhances investor protection, promotes ethical practices, and contributes to the overall development of the PMS industry.
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Course Currilcum
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- Chapter 1: Investment FREE 00:31:00
- Chapter 2: Introduction to Securities Markets FREE 00:22:00
- Chapter 3: Investing in Stocks FREE 00:12:00
- Chapter 4: Investing in Fixed Income Securities FREE 00:18:00
- Chapter 5: Derivatives FREE 00:24:00
- Chapter 6: Mutual Fund FREE 00:25:00
- Chapter 7: Role of Portfolio Mangers FREE 00:24:00
- Chapter 8: Operational Aspects of Portfolio Management FREE 00:15:00
- Chapter 9: Portfolio Management Process FREE 00:14:00
- Chapter 10: Performance Measurement and Evaluation of Portfolio Mangers FREE 00:40:00
- Chapter 11: Taxation FREE 00:20:00
- Chapter 12: Regulatory, Governance and Ethical Aspects of Portfolio Managers FREE 00:12:00